Open Access

Fate of TLR-1/TLR-2 agonist functionalised pDNA nanoparticles upon deposition at the human bronchial epithelium in vitro

  • Simon Heuking1, 2, 3,
  • Barbara Rothen-Rutishauser2, 4,
  • David Olivier Raemy2, 4,
  • Peter Gehr2 and
  • Gerrit Borchard1Email author
Journal of Nanobiotechnology201311:29

Received: 17 June 2013

Accepted: 16 August 2013

Published: 21 August 2013



Plasmid DNA vaccination is a promising approach, but studies in non-human primates and humans failed to achieve protective immunity. To optimise this technology further with focus on pulmonary administration, we developed and evaluated an adjuvant-equipped DNA carrier system based on the biopolymer chitosan. In more detail, the uptake and accompanying immune response of adjuvant Pam 3 Cys (Toll-like receptor-1/2 agonist) decorated chitosan DNA nanoparticles (NP) were explored by using a three-dimensional (3D) cell culture model of the human epithelial barrier. Pam 3 Cys functionalised and non-functionalised chitosan DNA NP were sprayed by a microsprayer onto the surface of 3D cell cultures and uptake of NP by epithelial and immune cells (blood monocyte-derived dendritic cells (MDDC) and macrophages (MDM)) was visualised by confocal laser scanning microscopy. In addition, immune activation by TLR pathway was monitored by analysis of interleukin-8 and tumor necrosis factor-α secretions (ELISA).


At first, a high uptake rate into antigen-presenting cells (MDDC: 16-17%; MDM: 68–75%) was obtained. Although no significant difference in uptake patterns was observed for Pam 3 Cys adjuvant functionalised and non-functionalised DNA NP, ELISA of interleukin-8 and tumor necrosis factor-α demonstrated clearly that Pam 3 Cys functionalisation elicited an overall higher immune response with the ranking of Pam 3 Cys chitosan DNA NP > chitosan DNA NP = DNA unloaded chitosan NP > control (culture medium).


Chitosan-based DNA delivery enables uptake into abluminal MDDC, which are the most immune competent cells in the human lung for the induction of antigen-specific immunity. In addition, Pam 3 Cys adjuvant functionalisation of chitosan DNA NP enhances significantly an environment favoring recruitment of immune cells together with a Th1 associated (cellular) immune response due to elevated IL-8 and TNF-α levels. The latter renders this DNA delivery approach attractive for potential DNA vaccination against intracellular pathogens in the lung (e.g., Mycobacterium tuberculosis or influenza virus).


Triple cell co-culture Dendritic cells Macrophages Bronchial epithelium Toll-like receptor agonist Adjuvant Chitosan DNA nanoparticles


In general, plasmid DNA (pDNA) vaccines consist of a bacterial plasmid vector, which contains the genetic information encoding for a single- or multi-epitope antigenic protein. pDNA vaccines are usually produced in bacteria (e.g., Escherichia coli), purified and injected into the host[1]. When compared to gene therapy, vaccination using pDNA is thought to be effective already at relatively low levels of gene expression. Promising results of pDNA immunisation were obtained in preclinical settings[2], however, studies in non-human primates and humans failed to achieve protective immunity[35]. Consequently, amelioration strategies of pDNA vaccination were exploited, ranging from plasmid optimisation, co-formulation with adjuvants to changing to a specific route of administration, e.g., pulmonary vaccination.

Nebulisation of vaccines is regarded as a promising route of immunisation[6] owing to several clinical trials with measles vaccines[79], one of which is in clinical phase II/III[9]. It is generally assumed that mimicking the natural way of infection by applying vaccines to the respiratory tract represents an auspicious strategy for the prevention of lung infections (e.g., influenza, measles and tuberculosis).

Further advantages are:
  1. i)

    delivery of vaccines into the respiratory tract elicits the secretion of local antibodies (IgA), which in turn are capable of crossing epithelia and preventing further entrance of pathogens [10];

  2. ii)

    the particular non-invasive nature of pulmonary antigen delivery circumvents the common use of needles, which is the major cause for unsafe injections especially in developing countries[11];

  3. ii)

    use of pulmonary dry powder vaccines may circumvent the common imperative of an intact cold chain for vaccine storage[9];

  4. iv)

    iv) trained medical personnel may not be required for the administration of vaccines by inhalers.


Next to these benefits, aerosol delivery of pDNA vaccines using poly(ethyleneimine) or polymeric chitosan NP elicited in mice superior antigen-specific immune responses compared to intramuscular injection[1214]. Furthermore, pulmonary DNA vaccination against the vaccinia virus induced immunity also at different mucosal effector sites (gut, vagina) and protected against subsequent virus challenge, whereas intramuscular immunisation did not[14]. Above mentioned studies on pulmonary DNA vaccination used the PennCentury™ microsprayer, which was shown to deliver micrometer sized droplets into the bronchial tract (bronchi and bronchioles) of mice[15]. In addition, the bronchial tract is considered expedient for vaccination purposes due to less local mucociliary clearance in comparison to the upper airways, which gives rise to increased particle retention times from <24 h to several days[16].

In order to investigate the fate of deposited particles and resulting immune responses within the human bronchial tract, a three-dimensional (3D) cell model of the human bronchial epithelial airway barrier was shown to be a versatile tool next to animal and ex vivo systems[17, 18]. This 3D cell culture model is composed of a monolayer of human bronchial epithelial cells, with the addition of immune cells: human monocyte-derived macrophages (MDM) on the top and of blood monocyte-derived dendritic cells (MDDC) underneath of the epithelial cell monolayer. Generally, MDM and MDDC belong to the group of antigen-presenting cells (APC) together with B lymphocytes. Uptake of antigens into APC represents the very first and mandatory step towards the induction of an antigen-specific immunity. Among all APC dendritic cells (DC) are the most competent immune cells and have to be targeted by the antigen or an in situ antigen-producing system (DNA vaccine) for successful antigen-specific immunisation.

In addition to pulmonary (bronchial) DNA vaccination, another strategy to improve the immunogenicity of DNA vaccines is to include highly purified synthetic adjuvants, which are able to activate distinct parts of the immune system. For effective vaccination, the adjuvant should be co-formulated with the antigen within the same delivery vector[19]. Therefore, a final formulation contains 1) the antigen, 2) the adjuvant, stimulating strongly the innate immune system and 3) a particulate delivery system assuring optimal presentation of 1 and 2 to the immune system (especially DC)[19].

In order to address these necessities, we recently synthesised a novel co-polymer, CTPPC, based on polymeric chitosan, as a delivery system[20]. To a new chitosan derivative, 6-0-carboxymethyl-N,N,N-trimethylchitosan (CTC), a Pam 3 Cys moiety, an adjuvant activating the innate immune system, was grafted through a poly(ethylene glycol) (PEG) spacer (final co-polymer abbreviated CTPPC). Of note, the Pam 3 Cys molecule has a triacylated moiety and belongs to the group of TLR-1/TLR-2 heterodimer agonists whereas the TLR-2 can also form dimers with TLR-6 when activated with diacylated based agonists (such as Pam 2 Cys). In a second step, Pam 3 Cys functionalised nanoparticles (NP) were prepared by complex coacervation of CTPPC with pDNA expressing the green fluorescence protein (GFP)[21]. With regard to the adjuvanticity of the new delivery system, we observed that Pam 3 Cys functionalised pGFP NP induced Interleukin-8 (IL-8) secretion from differentiated THP-1 human macrophages, which was increased by 10-fold compared to non-functionalised carriers[21]. Moreover, both innate immune receptors TLR-1 and TLR-2 are highly expressed in the pulmonary macrophages, dendritic and epithelial cells[22, 23]. Consequently, we considered the CTPPC NP system for pulmonary (bronchial) DNA vaccination and studied its adjuvanticity using a well-established 3D cell model of the human bronchial epithelial airway barrier. In our study, we aerosolised DNA loaded NP by the PennCenturyTM microsprayer onto this 3D cell culture model and examined the uptake of NP by epithelial and immune cells (MDDC and MDM). In addition, we quantified changes in immune response due to NP exposure by measuring the secretions of relevant cytokines, IL-8 and TNF-α.

Results and discussion

Chitosan-based DNA NP enter MDM, MDDC and epithelial cells

In order to achieve protective immunity against a desired antigen, the antigen has to reach DC as the most immune competent APC. In contrast to lymphocytes, DC have maintained during their evolution many of so-called pattern recognition receptors (PRR) and thus possess the ability of sensing invasion of bacterial and viral pathogens[24, 25]. After encounter of such antigens, immature DC become activated, initiate antigen internalisation and transform into a mature state with high T cell stimulating capability. Thereafter, mature DC migrate to local draining lymph nodes and present the antigen to resident T cells[26]. After successful antigen presentation, naïve T cells become activated, migrate back to the site of antigen exposure within the lung and eliminate infected cells.

In that interplay, pulmonary DC were shown to play a crucial role in lung defense[27, 28] and to be imperative for the maintenance of T cell activity as well as for a constant stimulation of T cells, even after their migration to infected lung tissues[29].

However, in view of pulmonary vaccination, human DC are difficult to study, because they are sparse and make up only a small percentage of the pulmonary cell population[30]. In order to investigate the uptake of particulate matter into pulmonary or more precisely bronchial DC, as well as to follow their interplay with macrophages and bronchial epithelial cells in vitro, a 3D cell culture model was developed over recent years consisting of bronchial epithelial cells combined with MDM and MDDC[17]. In our study, three different categories of chitosan-based pDNA NP were included for exposition onto this 3D cell culture: 1) empty CTC NP, 2) pGFP-loaded CTC NP and 3) pGFP-loaded CTPPC NP. This experimental design allowed studying the influence of pGFP and TLR-1/2 agonist components. At first, NP were analysed for their physico-chemical properties (Table 1). Similar properties were already reported in our previous publication[31]. It has to be mentioned that these pGFP formulations had a somewhat polydisperse size distribution (PDI around 0.3), which was already noticed for other chitosan pDNA formulations[31, 32]. Reducing PDI of CTC and CTPPC pDNA NP could be achieved in the future using additional agents like poly-γ-glutamic acid[32] or pentasodium tripolyphosphate[33]. For the administration of NP suspensions, we sprayed these onto described cells (at an air-liquid interface) by using the PennCentury™ microsprayer device, which is commonly used for intratracheal administration in mice[15]. This microsprayer creates a fine plume of aerosolised liquid and gives therefore a more realistic way of NP administration than the simple addition of NP suspensions into the corresponding cell culture medium. After exposure for 24 h, cells were fixed and stained for F-actin in addition to the labelling of specific surface markers, CD14 for MDM, and CD86 for MDDC.
Table 1

Characteristics of chitosan derivatives: molecular weight (MW) and NP: z averaged particle size (Size), ζ potential (ZP), polydispersity index (PDI) and loading efficiency (LE) of chitosan-based DNA preparations used in this study















232.9 ± 16.1

21.3 ± 1.2

0.248 ± 0.038


pGFP-loaded CTC NP


304.1 ± 13.0

17.5 ± 1.6

0.342 ± 0.041

92.5 ± 2.5

pGFP-loaded CTPPC NP


327.3 ± 16.2

15.8 ± 1.6

0.366 ± 0.053

89.4 ± 3.8

aanalyses were performed in triplicates; n/a, not applicable.

Regarding the overall assessment of NP internalisation into the particular cell types, we were able to assess the percentage of internalised NP with the help of XY- and XZ-projections. As a result, we found that MDM (at the apical side of epithelial cells) phagocytosed the majority of NP applied (68 – 75%). MDDC located at the basolateral side were found to have internalised 16 – 17% of NP, and epithelial cells (EC) ingested a minor percentage of NP of 8 – 15% (see Figure 1). Moreover, the extent of NP uptake was irrespective of pGFP-loading or Pam 3 Cys functionalisation. In previous investigations involving virosomes (0.1 - 0.2 μm in size) and polystyrene particles (0.2 μm and 1.0 μm in size), similar uptake patterns with MDDM > MDDC > epithelial cells were observed[18, 28, 34]. Regarding the uptake, it can be deduced that the use of chitosan-based NP facilitated mainly (> 85%) transport of the plasmid pGFP into APC (MDM, MDDC), whereas pGFP alone is expected to be degraded upon deposition via extra- and intracellular DNases[35]. In our laboratory, we remarked that the application of pGFP alone did not result in GFP expression in alveolar A549 and bronchial HBE cells, whereas the co-polymer CTPPC mediated GFP transfection in both cell lines as evidenced by fluorescence microscopy (unpublished observations).
Figure 1

Uptake of pGFP NP into MDM, MDDC or epithelial cells (EC): unloaded CTC NP (white square), CTC pGFP NP (black shaded white square) and CTPPC pGFP NP (black dotted white square). Presented data are the mean ± standard error of the mean of three independent experiments. Differences were considered significant for * (p < 0.05).

In general, complexation with positively charged polymers shields pDNA from enzymatic degradation by endo- and exonucleases through the formation of polyelectrolyte complexes (PEC). In previous studies we found that complexation with the chitosan polymer protected the plasmid pGFP against the enzyme DNase I, which was in contrast to the complete degradation of pGFP after the same time of enzyme challenge[21]. Although pGFP alone was not studied as a control in this 3D cell culture system, it appears that the use of CTC and CTPPC for pDNA delivery is favourable due to protection against enzymatic degradation as mentioned above, and most likely higher uptake rates into APC in vitro.

Considering different functions of each cell type in this triple in vitro model, MDM constitute the first line of defence and are constantly exposed to the entry of antigenic materials into the human lung. MDM also have the ability to inhibit virus growth and to eliminate infected cells. Moreover, activated macrophages can produce antiviral factors (e.g., TNF-α or IFN-α/β) and chemokines (e.g., IL-8), which are able to activate additional cell types in the fight against infections[36]. Although MDM possess only a minor antigen-presenting capacity, a direct cross-talk by exchanging NP with MDDC was proposed[24, 37].

In line with our study, CLSM images of human CD14-positive MDM demonstrated that a pronounced phagocytosis of NP took place (arrow, Figure 2). XY- and XZ-projections also allowed for the recognition of non-phagocytosed NP for comparative purposes (encircled, Figure 2). Furthermore, we reconstructed the apical part of the triple cell co-culture by imaging software, where NP internalisation was detected in all three experimental groups (Figure 3, arrow). Besides, considering the important function of DC as APC, we investigated the capturing of NP by MDDC (located within and beneath the epithelium). It was suggested that MDDC extend pseudopodia even in the absence of apical particles through the epithelium towards the luminal side[38]. Once particles are deposited, MDDC can rapidly induce internalisation (within minutes) followed by transport to the apical side of the epithelium[38]. In our study, we observed uptake of chitosan-based NP into MDDC after 24 h by CLSM (Figure 4). In addition, software reconstructions of the basal part of the 3D cell co-culture model were performed (Figure 5) and corroborated that finding. From these visualisations it becomes clear that MDDC were capable of taking up all three categories of chitosan-based NP.
Figure 2

CLSM micrographs of phagocytosed NP (green) by MDM (blue). The pictures represent single optical sections; the red line indicates the optical section of the YZ projections (right image) and the green line the XZ projections (upper image). XY and XZ-projections clearly indicate that NP are mainly taken up by MDM (arrow). Extracellular NP are encircled. The horizontal bar represents 20 μm.

Figure 3

Visualisation of NP uptake in the apical part of the triple cell culture model (actin, white; macrophages, blue; nanoparticles, green). The pictures represent 3D renderings of the complete data set and the actin as well as the macrophage labeling was made transparent to show intracellular nanoparticles. A) unloaded CTC NP, B) CTC pGFP NP and C) CTPPC pGFP NP. Arrows indicate internalised NP into MDM; extracellular NP are encircled. White bar represents a 20 μm scale.

Figure 4

CLSM micrographs of phagocytosed NP (green) by MDDC (blue). The pictures represent single optical sections; the red line indicates the optical section of the YZ projections (right image) and the green line the XZ projections (upper image). XY and XZ-projections clearly indicate that NP are internalised by MDDC (arrow). Extracellular NP are encircled. Horizontal bar represents 20 μm.

Figure 5

Visualisation of different NP in the basal compartment of triple cell culture model (actin, white; dendritic cells, blue; nanoparticles, green). The pictures represent 3D renderings of the complete data set and the actin as well as the dendritic cell labeling was made transparent to show intracellular nanoparticles. A) unloaded CTC NP, B) CTC pGFP NP and C) CTPPC pGFP NP. Arrow marks internalised NP into MDDC; extracellular NP are encircled. White bar represents a 20 μm scale.

Considering the uptake mechanism of particulate matter, Blank et al.[38] proposed different ways of particle transport through the epithelium by MDDC: i) uptake of particles through cellular extensions of MDDC across the epithelium, ii) crossing of MDDC through the entire epithelium followed by particle uptake, iii) particle exchange between MDDC, iv) transfer of particles from MDM to MDDC via cell–cell contacts and v) transfer of particles through interactions of MDM with MDDC located within or at the basolateral side of the epithelium. Although we were not able to reveal the exact way of MDDC migration towards NP followed by NP uptake, we found a certain percentage of NP (16-17%) internalised by MDDC after 24 h of exposure. It is highly possible that during the exposure to NP, MDDC, but also MDM, were stimulated by deposited chitosan-based NP. We therefore analyzed for the secretion of two relevant immune mediators, IL-8 and TNF-α.

TLR-1/2 agonist functionalisation of chitosan DNA NP augments the immune response

In order to investigate a potentially higher adjuvanticity of CTPPC pGFP NP due to the adjuvant functionalisation (TLR-1/2 agonist Pam 3 Cys), we studied the expression of two representative cytokines, IL-8 and TNF-α, in the basal compartment of the triple cell co-culture system. With regard to the first cytokine, IL-8 has a role as an essential regulator for the recruitment of leukocytes and their successive trafficking to the mucosal site of infection (chemotaxis). In terms of vaccination, significantly higher levels of IL-8 from human macrophages and monocytes were correlated to a higher adjuvanticity in vitro and in vivo[38], which was explained by the finding that for particulate adjuvants local recruitment of innate immune cells manifests a critical step. Two licensed adjuvants in Europe, aluminum salts and MF59™, are known to induce IL-8 from human macrophages in vitro, which was brought into correlation with mouse in vivo data[39].

In our study, we remarked that unloaded CTC NP had a weak ability to trigger IL-8 expressions (8.7 ± 1.1 ng/mL), although the difference was not significant (p > 0.05) in comparison to control (Figure 6). An IL-8 inducing property of polymeric chitosan was already indicated by Park et al. and might be caused (at least in parts) by complement activation[40]. Secondly, we observed a significant (p < 0.05) higher release of IL-8 owing to Pam 3 Cys functionalisation of pGFP NP (CTC NP: 9.2 ± 0.4 ng/mL; CTPPC NP 13.7 ± 0.8 ng/mL). Spohn et al.[41] and Sadik et al.[42] already described the IL-8 eliciting capacity of Pam 3 Cys on stably TLR-2 transfected HEK cells and differentiated THP-1 macrophages, respectively. The general trend of these IL-8 results goes in line with our previous report[21], in which we noted a 10-fold higher induction of IL-8 from differentiated human-like macrophages (THP-1) by virtue of Pam 3 Cys functionalisation. Next to the chemokine IL-8 and in order to assess the quality of immune responses, we analysed for TNF-α secretions from the 3D cell culture system. TNF-α is an important pro-inflammatory cytokine in host defense and is produced from a variety of immune cells, such as macrophages, T lymphocytes and dendritic cells. TNF-α is associated with a bias towards a T helper cell type 1 (Th1) immune response favouring the induction of cellular immunity. Major functions of TNF-α are recruitment of inflammatory cells, cell differentiation and subsequent elimination of intracellular pathogens. Generally, it appears that the expression levels of TNF-α need to be well balanced. On one side, complete blocking of TNF-α with anti-TNF-α antibodies (as treatment for rheumatoid arthritis) was correlated to increased risks of tuberculosis, viral infections and even reactivated latent infections of tuberculosis in several patients[42]. On the other hand, TNF-α overproduction can cause tissue damage, impair DC development and even septic shock[43]. Of note, the exposure of immature DCs to an aluminum adjuvant and MF59™ did not result in secretion of TNF-α, whereas LPS as TLR-4 agonist elicited significant levels of expression[44].
Figure 6

IL-8 release into the basolateral compartment from triple co-culture cell model due to exposure to unloaded CTC NP, CTC pGFP NP and CTPPC pGFP NP. Presented data are the mean ± standard error of the mean of three independent experiments. Differences were considered significant for * (p < 0.05) in comparison to cells treated with culture medium unless indicated otherwise; NS, not significant.

In our study, we found significant secretions of TNF-α being ranked by CTPPC pGFP NP > CTC pGFP NP = unloaded CTC NP > medium control (Figure 7). We remarked that empty CTC NP triggered a minor release of TNF-α in comparison to control (not significant). Related to that, Otterlei et al.[45] demonstrated that chitosan (depending on its molecular weight and degree of deacetylation) can induce TNF-α production from human monocytes in a CD14-dependent manner. Interestingly, the additional functionalisation with Pam 3 Cys increased significantly (p < 0.05) TNF-α secretion (2.3 ± 0.2 ng/mL), when compared to unmodified CTC pGFP NP (1.6 ± 0.2 ng/mL; Figure 7). Schjetne et al.[46] reported that the Pam 3 Cys moiety stimulates CD14-positive human monocytes as well as immature DC via TLR-2 pathway to produce rather high levels of TNF-α (around 1.5 – 2.0 ng/mL), which were in a similar range as those induced by bacterial LPS (as their control) and by CTTPC pGFP NP in our study. In addition, more recent immunisation studies in mice support that the distinct Pam 3 Cys moiety stimulates TNF-α expressions in lung tissues[47] and DCs[48].
Figure 7

TNF-α release into the basolateral compartment from triple co-culture cell model due to exposure of unloaded CTC NP, CTC pGFP NP and CTPPC pGFP NP. Presented data are mean ± standard error of the mean of three independent experiments. Differences were considered significant for * (p < 0.05) in comparison to cells treated with culture medium unless indicated otherwise; NS, not significant.


The uptake of chitosan-based DNA NP by immune competent MDDC being located at the abluminal side of the human 3D cell culture was demonstrated by using CLSM. ELISA of IL-8 and TNF-α demonstrated clearly that Pam 3 Cys (TLR-1/2 agonist) functionalisation facilitates an overall higher immune response with the ranking of CTPPC pGFP NP > CTC pGFP NP = unloaded CTC NP > medium control. It can be concluded that novel CTPPC NP has interesting adjuvant properties due to i) protection against enzymatic degradation; ii) transfection in vitro; iii) transport of DNA into the most immune competent APC type, namely DC and iv) increasing the overall immune response (IL-8, TNF-α) being favorable for pulmonary DNA against intracellular pathogens. Currently studies are ongoing in wild type and knockout mice to confirm the potential of the NP systems described here to elicit an immune response on mucosal application.


Triple cell culture

The triple cell culture system was established as previously published[17, 38]. Briefly, bronchial 16HBE14o- cells (passage numbers 2.45–2.80) were maintained in MEM 1×, with Earle’s Salts, 25 mM HEPES, without L-Glutamine (Gibco BRL, Switzerland) supplemented with 1% L-Glutamine (LabForce AG, Switzerland), 1% penicillin/streptomycin (Gibco BRL, Switzerland), and 10% fetal calf serum (PAA Laboratories, Lucerna-Chem AG, Switzerland) on transparent BD Falcon cell culture inserts (pores with 3.0 μm diameter, PET membranes for 6-well plates; BD Biosciences, Switzerland) treated with fibronectin coating solution containing bovine serum albumin, 0.1 mg/ml (Sigma, Fluka Chemie GmbH, Switzerland) with 1% bovine collagen, Type I (BD Biosciences, Switzerland) and 1% human fibronectin (BD Biosciences, Switzerland) in LHC Basal Medium (Lucerna Chemie AG, Switzerland). The cells were grown for 7 days.

MDM and MDDC were derived from human blood monocytes as previously described[17]. Briefly, peripheral blood monocytes were isolated from buffy coats (Blood Donation Service, Bern, Switzerland) and cultured in the same medium as used for the epithelial cells except for the supplementation of 5% human serum (Blood Donation Service, Bern, Switzerland) instead of 10% fetal calf serum. Regarding the generation of MDDC, monocytes were cultured for 7 days in medium supplemented with 34 ng/ml of IL-4 (Sigma, Fluka Chemie GmbH, Switzerland) and with 50 ng/ml of GM-CSF (R&D Systems, Oxon, UK), whereas MDM were obtained without any additional supplements. After 7 days in mono-cultures MDM were added at the apical and MDDC at the basolateral side of the epithelial monolayer as described in detail by Rothen-Rutishauser et al.[17].

Next, the triple cell co-cultures were kept overnight in medium supplemented with 1% L-glutamine, 1% penicillin/streptomycin, and 5% heat-inactivated (pooled) human serum (designated as full medium) at 37°C in a 5% CO2 humidified atmosphere. The following day the medium was removed completely from the apical chamber while 1.2 mL of medium was kept in the basolateral well to feed the cultures from the basal side of the insert. The cells were exposed to air for 24 h at 37°C in a 5% CO2 humidified atmosphere as described earlier[38].

NP preparation and characterization

Synthesis of CTC with a degree of carboxymethylation of 23.2% and degree of trimethylation of 33% and subsequent synthesis of CTPPC with a degree of grafting of about 2.1% was performed as described earlier based on an endotoxin-free polymeric chitosan (KitoZyme S.A., Herstal, Belgium)[21]. In addition to our previous publication, we analysed the molecular weight of chitosan derivatives by SEC-MALLS. Hereby, measurements were performed using a TOSOH TSK Gel G3000PWXL-CP size exclusion column (TOSOH Bioscience, Germany) with 0.2 M sodium acetate/0.3 M acetic acid (pH 4.4) as eluent (0.3 mL/min). A Waters Alliance HPLC system coupled to a differential refractive index (RI) detector (Schambeck, Germany) and a light scattering detector (MiniDawn, Wyatt, USA) was used for sample handling. Pullan standards ranging from 47,000 g/mol to 710,000 g/mol (PSS, Germany) were used for calibration. Next, in order to fluorescently label NP, we selected an Alexa Fluor 488 sulfodichlorophenol dye (A30052, Invitrogen, France). The Alexa Fluor 488 dye was coupled to free amine moieties of CTC and CTPPC (at 1% molar ratio of sugar units), respectively, according to manufacturer’s recommendation. Emission spectra (excitation at λ = 495 nm) of labeled chitosan derivative were taken using a FluoroMax spectrometer (Spex, Switzerland) and no quenching was observed. Successively, NP were formed according to our published method[21]. Briefly, CTPPC (at 3.10 mg/mL, average molecular weight per sugar unit of 290.8 Da, 3.6 μmol/mL -N+(CH3)3, N) or CTC (at 2.21 mg/mL, average molecular weight per sugar unit of 207.1 Da, 3.6 μmol/mL -N+(CH3)3, N) were dissolved in Miniversol water. Separately, the endotoxin-free plasmid pIRES-hrGFP II (abbreviated pGFP; 1 μg of pGFP being equal to 3.1 nmol of phosphate groups, P) was dissolved in 5 mM aqueous sodium sulfate solution at a concentration of 390 μg/mL in order to yield N/P ratios of 3:1. Both solutions were heated for 5 minutes at 55°C. In the following, the polymer containing solution was slowly added (approximately 1 drop per second) to the pGFP solution and vortexed at low speed for 30 seconds. Attention was paid to keep the final volume below or at 400 μL in order to obtain a narrow particle size distribution. Moreover, unloaded CTC nanoparticles (control group) were prepared with the help of the cross-linking agent pentasodium tripolyphosphate (TPP) at a molar ratio of 3:1 (positive amines N + (CH3)3 to TPP molecules) at room temperature via dropwise addition of TPP solution (0.58 mg/mL) to slowly vortexed polymer solution. The final volume was similarly kept at ≤ 400 μL. All particle formulations were kept at room temperature for at least one hour prior to further use. After preparation, hydrodynamic diameters of labelled NP were measured by Photon Correlation Spectroscopy (ZetaSizer 3000 HS, Malvern, Switzerland). For each set of measurements, 400 μL of nanoparticle suspensions were diluted in PBS (pH 7.4) to a total of 1.4 mL. Size distribution data were obtained by the z averaged value of three independent groups of ten measurements. In addition, the zeta potential was measured at least in triplicate via micro-electrophoresis by using an aqueous dip cell (ZetaSizer 3000 HS, Malvern, Switzerland). The loading efficiency of NP was determined by centrifugation of 400 μL of nanoparticle suspension at 16,000 × g for 30 min (Centrifuge 5417C/R, Eppendorf, Germany) and quantification of the unloaded pGFP in the supernatant by PicoGreen assay (Quant-iT PicoGreen, Invitrogen, France) according to the manufacturer’s specifications. Fluorescence was measured with a FluoroMax spectrometer (Spex, Switzerland) at excitation and emission wavelengths of 480 and 522 nm, respectively.

NP exposure on cell surface

Cytotoxicity for both polymer (IC50 > 10 μg/mL) and NP (IC50 > 500 μg/mL) had been determined previously in mTHP-1 cells (differentiated monocyte cell line)[21]. Particle concentrations in this study were kept well below cytotoxic concentrations. For exposure, NP suspensions (unloaded CTC NP, CTC pGFP NP and CTPPC pGFP NP, respectively) were extemporaneously prepared before each experiment and were diluted 1:4 in plain cell culture medium in order to yield 4 μg of pGFP in 150 μL medium. After cultivation of cell cultures at the air-liquid interface for 24 h, for each exposure, the respective insert was taken out and placed shortly into another 6-well plate (filled with 1.2 mL of full medium). The diluted NP suspensions (150 μL per 6-well plate) were then sprayed on the apical surface of the triple cell co-culture using a MicroSprayer (model IA-1C, 10" long 0.64-mm tube, PennCentury™, USA). After exposure, the insert was placed back into its original position within the 6-well plate, incubated for another 24 h and then fixed for microscopic analysis. Control experiments were performed with plain cell culture medium. A total of three independent experiments were performed.

Cell labeling and CLSM

Triple cell co-cultures were fixed and stained after NP exposure and post-incubation as previously reported[17]. Antibodies were diluted in PBS as follows: mouse anti-human CD14 1:20 (Clone UCHM-1, C 7673, Sigma, Switzerland), mouse anti-human CD86 1:20 (Clone HB15e, 36931A, PharMingen, BD Biosciences, Switzerland), goat anti-mouse cyanine 5 1:50 (AP124S, Chemicon, Switzerland), DAPI at 1 μg/mL (Molecular Probes, Switzerland) and rhodamine phalloidin 1:50 (R-415; Molecular Probes, Switzerland). A Zeiss LSM 510 Meta with an inverted Zeiss microscope (Axiovert 200 M, lasers: HeNe 633 nm, HeNe 543 nm, and Ar 488 nm, Diode laser 405 nm; Carl Zeiss AG, Switzerland) was used. Uptake of Alexa488-labeled particles was quantified by using Zeiss LSM Image Examiner (Carl Zeiss AG, Switzerland) on a stack per stack basis[38]. Image processing and visualisation was performed using IMARIS (Bitplane AG, Switzerland), a three-dimensional multi-channel image processing software for CLSM images. For figural representation, LSM and reconstructed images originated from one data set of one randomly selected experiment (out of three independent experiments).

ELISA of IL-8 and TNF-α

Following 24 h of particle incubation, the cell culture media of the basal chamber of triple cell co-cultures were collected separately and stored at −80°C until further use. After centrifugation, the cytokine tumor necrosis factor-α (TNF-α) and chemokine interleukin-8 (IL-8) concentrations were quantified by a DuoSet ELISA Development kit (DY 210 and DY 208, R&D Systems, UK) according to the manufacturer’s recommendations, except as noted below. The assay was performed in triplicates. An aliquot of 100 μl of the diluted capture antibody (mouse anti-human TNF-α or IL-8, concentration of 4 μg/ml PBS) was incubated overnight in a 96-well immunoassay plate (NUNC, MaxiSorp, Switzerland) at room temperature. Differing from the producer’s protocol, the plate was blocked with PBS supplemented with 1% bovine serum albumin (BSA) and 0.05% NaN3 for 1 h at room temperature. After washing with buffer, supernatants from samples and the standards (0–10 ng/mL of recombinant human TNF-α and 0–2 ng/mL of recombinant human IL-8) were pipetted into the wells and incubated at room temperature for 2 h. After washing, the detection antibody (biotinylated goat anti-human TNF-α or IL-8, respectively) diluted in reagent diluent was added.

The plate was covered with an adhesive strip and incubated again for 2 h. After washing horseradish peroxidase-conjugated streptavidin was added to the plates and incubated for 20 min at room temperature in the dark. Finally, the substrate solution (tetramethylbenzidine/H2O2; DY 999, R&D Systems, UK) was added. After 20 min in darkness, the color development was stopped by adding 50 μL of 1 M H2SO4 and the plate was put on a shaker (differing from the protocol) for 2 minutes. The absorbance was then read at 450 nm using an ELISA reader (Benchmark Plus Microplate Spectrometer, Switzerland). The concentration of the cytokine was determined by comparing the absorbance of the samples with standard samples using log log regressions.


Data from particle uptake quantifications and ELISA experiments were expressed as the mean ± standard error of the mean and were compared by one-way ANOVA using Origin 7.01 software. Differences were considered significant * at p < 0.05.



Antigen-presenting cells


Bovine serum albumin




Poly (ethylene glycol)-α-amido[N α -palmitoyl-oxy-S-[2,3-bis(palmitoyl-oxy)-(2R)-propyl]-[R-cysteinyl]-ω-amido-graft-6-0-carboxymethyl-N,N,N-trimethylchitosan


Confocal laser scanning microscopy


Dendritic cells


Epithelial cells


Plasmid DNA expressing green fluorescence protein




Blood monocyte-derived dendritic cells


Blood monocyte-derived macrophages


ω-amido-[N α -palmitoyl-oxy-S-[2,3-bis(palmitoyl-oxy)-(2R)-propyl]-[R]–cysteinyl]-α-amino poly(ethylene glycol)




Polydispersity index


Plasmid DNA


Pattern recognition receptors


Toll-like receptor


Tumor necrosis factor-α


Pentasodium tripolyphosphate.



This work was supported by the Swiss National Science Foundation, the German Research Foundation and the Adolphe Merkle Foundation. Furthermore, we would like to thank Dr. Gruenert (University of California, San Francisco) for providing the16HBE14o- cell line.

Authors’ Affiliations

School of Pharmaceutical Sciences Geneva-Lausanne (EPGL), University of Geneva, University of Lausanne
Institute of Anatomy, University of Bern
Vaccine Formulation Laboratory, Department of Biochemistry, University of Lausanne
Adolphe Merkle Institute, University of Fribourg


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